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Apply for license

Our online system that you can use to submit applications and notifications for:

  • approved persons
  • appointed representatives
  • AIFMD applications
  • annual client asset report (as per SUP 3)
  • benchmark administrators 
  • cancellations of firm authorisation or registration
  • change in control notifications (if your firm is only regulated by the FCA)
  • claims management 
  • consumer buy-to-let registration
  • electronic money institutions: authorise, register or cancel
  • firm details and attestation
  • MiFID II notifications
  • Money Laundering Regulation New Registrations 
  • NPPR Notifications (excluding EEA AIFMs marketing funds under Regulation 57)
  • NPPR Material Change Notifications (excluding EEA AIFMs marketing funds under Regulation 57)
  • part 4A permission (dual regulated firms still have to use the paper forms)
  • payment institutions: authorise, register or cancel
  • PSD agents: add, amend or remove
  • PSD2 Notifications
  • sensitive business names
  • suspicious transaction and order reports (STORs)
  • variation of permission
  • waivers and crr permissions